Key Topics to Study
- Registration and Licensing Requirements: Study the procedures and requirements for registering and Series 63 Practice Exam licensing securities professionals.
- Business Practices and Ethics: Familiarize yourself with ethical considerations, including fiduciary responsibilities and anti-fraud regulations.
- State Law vs. Federal Law: Learn the Series 63 Practice Exam distinctions and overlaps between state and federal securities laws.
Effective Study Strategies
To ace the Series 63 practice exam, a strategic and organized approach to studying is crucial. Here are some effective study strategies:
- Develop a Study Plan